The SEC requires registered investment advisors to implement dozens of cybersecurity requirements.
Download our checklist to get a free 78-point checklist of what cybersecurity measures you need to show in an audit.
This free cybersecurity checklist will tell you exactly what cybersecurity processes, procedures, and evidence you need to have in place. Use it to ensure a smooth audit and, more importantly, to protect your firm, clients, and data.
Cybersecurity is one of your responsibilities, but — if you’re like most firms we meet — it often takes the back seat to more urgent priorities.
If you’d like to learn more about how we help protect wealth management firms like yours, click this link to learn more about our Virtual CISO service for wealth management firms
