You're reading about it in the news, and so are your clients.
Getting hacked is preventable, but it takes focus, discipline, and on-going planning.
And auditors are paying attention.
Whether it's the SEC's Division of Examinations or various state regulatory bodies, auditors are asking you to prove that you keep your clients and your firm safe.
What our clients say about working with Adelia...
"Working with Adelia Risk provides peace of mind. I sleep better at night knowing that our client data is being protected. Josh and his team are responsive, highly knowledgeable and helpful. They take complicated topics and make them understandable. We love working with Adelia Risk!"
Stacey Sternberg Parsons Capital Management
"Like most investment advisors, I wanted to worry less and prepare for our next audit. Other vendors offered confusing "one size fits all" solutions. Since working with Adelia, we've built a policy that we understand and can achieve! We passed our most recent audit with flying colors."
Charlie Jackson Jackson Money Management
"Before we hired Adelia, I thought our IT people (me) had the cybersecurity thing covered. 'We' were wrong. Josh and his team helped us find the gaps, close the gaps and document everything so we're as buttoned up as we need to be for our clients and the SEC."
W. Ben Utley Physician Family Financial Advisors, Inc.
"I chose Adelia Risk because I understood that they would guide me through a process, not simply provide tools for me to learn and use.
I was not disappointed!"
Seth Jentner Jentner Wealth Management
How We Help Investment Advisors
An affordable option to make sure your Microsoft 365 or Google Workspace is secure.
Pick from three plans to make your firm safe, secure, and compliant with SEC guidelines.
Listed/included on Schwab OpenView MarketSquare®.
Learn more at http://www.schwabintelligenttechnologies.com/ProviderSolutions Schwab OpenView MarketSquare® is a service of Schwab Intelligent Technologies ® and provides profiles of products and services of participating vendors. Unless otherwise noted, technology vendors are not affiliated with Schwab or any of its affiliates. A technology vendor’s participation in MarketSquare does not express or imply any opinion, recommendation or endorsement by Schwab of any participating vendor or product. Neither Schwab nor any of its affiliates makes any representation or warranty about accuracy, completeness, timeliness or any other quality of the information furnished by any participating vendor.
FINRA Compliance Vendor Directory
Adelia Risk is listed in the FINRA Compliance Vendor Directory.
Our Articles for Wealth Management Firms
Here are some of our most popular articles about the top cybersecurity threats to your firm.