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Cybersecurity Mock Audit

Learn how you'd do if the SEC or state regulators showed up and wanted to review your cybersecurity.  Also learn how safe you are against hackers.  
SEC Cybersecurity Mock Audit

See Where You Stand

In our mock audit, we cover 62 points of our proprietary 95-point cybersecurity framework.  Our framework hits on all of the areas of the SEC's cybersecurity guidance, the gold standard for investment advisors.    
Cybersecurity Mock Audit - Example - Summary Page
Clear Examples
Easily see where you're good, and where you have work to do.  
One Hour Consultation
Meet with our Chief Information Security Officer to review your results. 
How Safe Are You?
See how your IT team is doing to keep you and your clients safe.  

What We Review

Here's what we include...
Vulnerability Scan
We'll scan one computer to identify problems or settings issues. 
Governance and Risk Assessment
Per the SEC's guidelines, we'll look at how you're managing cybersecurity risk.
Access Rights and Controls
Per the SEC's guidelines, we'll look at how you control who has access to your data. 
Protection of Firm Networks
Per the SEC's guidelines, we'll check to make sure you're protecting your systems properly.
Published SEC Guidelines
We review the ~30 items in the SEC's original guidance on cybersecurity.
SEC Risk Alerts
We also review against the cybersecurity-related risk alerts from the SEC.

Get Your Mock Cybersecurity Audit

If you're ready to see where you stand, order your mock audit today.  
Money Back Guarantee

$497

One-Time Payment
Includes vulnerability scan against one computer, detailed documentation and survey review, and one hour consultation with our Chief Information Security Officer.  

Frequently Asked Questions

How can I pay?
You'll receive an invoice via email that you can pay via credit card, bank transfer, or check.  Your purchase is protected by a money-back guarantee.  
How does the mock audit work?
Once you sign up, you'll get an email with instructions for three things:
1) Install our vulnerability scanner on one computer,
2) Excel-based surveys for two members of your team, and
3) Requests for specific documents to provide. 
How long does the mock audit take?
Once the three items listed above are received, the audit typically takes 2-3 weeks to complete.  If we have a backlog due to other client projects, we'll inform you at the start of the project.  
Do you offer help to implement the audit's recommendations?
Yes.  Once the audit is complete, we may present you with a proposal to work together to implement the audit's recommendations.  
Our Testimonials

What our clients say about us

testimonial
Stacey Sternberg
Parsons Capital
"Working with Adelia Risk provides peace of mind. I sleep better at night knowing that our client data is being protected. Josh and his team are responsive, highly knowledgeable and helpful. They take complicated topics and make them understandable. We love working with Adelia Risk!"
testimonial
Charlie Jackson
Jackson Money Management
"Like most investment advisors, I wanted to worry less and prepare for our next audit. Other vendors offered confusing "one size fits all" solutions. Since working with Adelia, we've built a policy that we understand and can achieve! We passed our most recent audit with flying colors."
testimonial
W. Ben Utley
Physician Family Financial Advisors, Inc.
"Before we hired Adelia, I thought our IT people (me) had the cybersecurity thing covered.  'We' were wrong. Josh helped us find the gaps, close the gaps and document everything so we're as buttoned up as we need to be for our clients and the SEC."
testimonial
Seth Jentner
Jentner Wealth Management
I chose Adelia Risk because I understood that they would guide me through a process, not simply provide tools for me to learn and use.

I was not disappointed!

We're just like you, but for cybersecurity

Like you, we make complex topics simple.   
Simple Cybersecurity
Keep It Simple
Like you, we get reams of complex data and make it simple. 
calm cybersecurity
Stay Calm
Like you, our clients can hit stormy waters.  We help them through.   
risky cybersecurity
Manage Risk
Like you, we help clients understand risk and make decisions.   
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