Need cybersecurity help for your RIA firm? The U.S. Securities and Exchange Commission (SEC) has created a number of documents containing cybersecurity guidance and other topics such as social media, email/texting and phishing.
Because of our cybersecurity service for RIAs, we’ve been able to see first-hand where RIAs tend to struggle. Below you’ll find a number of topical guides that further explain the SEC’s cybersecurity guidance and offer options and recommendations.
In November 2025, the SEC settled charges against a registered advisory firm for $325,000 after attackers
On June 3, 2026, the SEC’s amended Regulation S-P rules took effect for smaller registered investment
In August 2024, Fidelity Investments disclosed that attackers accessed 77,099 customer accounts by exploiting the new
Wire fraud is one of the most expensive problems facing Registered Investment Advisors, and Adelia Risk
Cybercriminals are quite nimble in outsmarting protection measures. This makes it essential to be proactive and
