SEC Cybersecurity Guidance: Wire Fraud

Wire fraud is a huge problem for Registered Investment Advisors. Every day, criminals trick firms like yours into wiring funds out of client OR firm accounts. What is the SEC Cybersecurity Guidance on wire fraud? And what are the best practices to stop wire fraud in firms today? It’s critical that your staff identify [...]

SEC Cybersecurity Guidance: Mobile Device Management

Protecting Your Business’ Most Sensitive Mobile Data Gone are the days of the rotary phone.  Data is immensely portable.  As we — individuals, consumers, corporate employees, investment advisors and financial investors — continue to rely on our mobile devices for everything, the level and amount of sensitive data that is stored on our mobile devices [...]

SEC Cybersecurity Guidance: Business Continuity Planning (Pt. 2)

Welcome back to SEC Cybersecurity Guidance: Business Continuity Planning.  The first steps (found here in Part 1) are: List your Specific Needs, and Discuss and Document... and here, in Part 2, we talk, and plan, and test. Disclaimer: we are STILL not lawyers.  We are cybersecurity practitioners who work with a lot of registered [...]

SEC Cybersecurity Guidance: Business Continuity Planning (Pt.1)

If you’ve come to this site, you’re probably doing some research about SEC Cybersecurity Guidance. As part of the OCIE Cybersecurity Initiative, #6 in the SEC cybersecurity guidance clearly states that business continuity planning is a priority. Here’s what the SEC Cybersecurity Guidance says: “Please provide a copy of the Firm’s written business continuity [...]

Do You Need Cybersecurity Insurance?

It's a good idea... We have a lot of conversations with our clients about cybersecurity insurance.  Adelia Risk doesn't sell cybersecurity insurance. Instead, we provide a holistic cybersecurity service to small, high value, heavily regulated firms. As part of providing our service, cybersecurity insurance is a common topic. The single biggest misconception that we see? [...]

Top 11 Mobile Security Tips for CEOs, Doctors, And Everyone Else

The continuous development and integration of mobile devices brings simplicity and efficiency to many companies’ workplaces. However, these devices also carry numerous serious security risks, especially when used by medical institutions and their employees, in which case PHI exposure is possible. Mobile security is an extremely important topic that everyone needs to be familiar with [...]

By |2019-01-24T19:57:57+00:00October 7th, 2018|HIPAA, Mobile Cyber Security|0 Comments